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SEC Emergency Order: Form SH Filing Requirement |
October 3, 2008
Previously published on September 29, 2008
On September 21, 2008, the Securities Exchange Commission (the "SEC") issued an emergency order ("Emergency Order") requiring institutional investment managers ("Managers") to disclose their short positions on a class of securities defined in section 13(f) of the Securities Exchange Act of 1934, as amended ("Exchange Act").
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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