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Securities and Exchange Commission Proposes Regulation of Indications of Interest and Dark Pools
by Glen P. Barrentine
Cadwalader, Wickersham & Taft LLP - New York Office
Steven David Lofchie
Cadwalader, Wickersham & Taft LLP - New York Office
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November 25, 2009
Previously published on November 23, 2009
On November 13, 2009, the Securities and Exchange Commission (“SEC”) released a proposal (the “Proposal”) to amend the regulatory requirements “that apply to non-public trading interest in National Market System (“NMS”) stocks.”
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