New SEC Rules Change Regulation of Short Sales

by Perrie M. Weiner View Biography
Edward D. Totino View Biography
DLA Piper US LLP View Firm Credentials
Los Angeles Office

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June 14, 2005

Previously published on August 9, 2004

On July 28, 2004, the SEC promulgated its new rules regulating short sales. These rules significantly change the existing regulatory framework. This client alert summarizes the existing regulation of short sales and the new short sale rules.

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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance.

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New SEC Rules Change Regulation of Short Sales

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