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SEC Proposes Significant Revisions to Communications, Registration and Offering Procedures for Securities Offerings |
January 15, 2005
Previously published on December 21, 2004
The Securities and Exchange Commission (SEC) has proposed significant changes to its rules regarding
offerings of securities registered under the Securities Act of 1933 (Securities Act). The proposals are intended
to modernize the SEC's rules, including, in particular, to permit issuers greater flexibility in communicating
with investors. In addition, the SEC has proposed certain changes to the disclosure requirements for filings
under the Securities Exchange Act of 1934 (Exchange Act), intended to further integrate the requirements
under the Securities Act and under the Exchange Act. Comments on the proposed rules are due on or before
January 31, 2005.
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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