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Major New Amendments to SEC Rule 144 Regarding the Resale of Restricted Securities
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April 16, 2008
Previously published on April 2008
The Securities Act of 1933 requires registration of all offers and sales of securities, unless an exemption from the registration requirement is available. Section 4(1) of the Securities Act provides one such exemption for transactions by any person other than an issuer, underwriter or dealer.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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