 Article
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Turf Battle or Investor Protection? |
July 17, 2008
Previously published on June 2008
In light of growing suitability concerns and questionable selling techniques, the U.S. Securities and Exchange Commission (SEC) has reevaluated its position regarding indexed products and, in particular, indexed annuities under which payments to the purchaser are dependent upon the performance of a securities index.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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