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An Examination of the SEC's Efforts to Charge Peripheral Players with Securities Fraud |
June 4, 2008
Previously published on May 9, 2008
The Securities and Exchange Commission ("SEC") serves many functions, including its stated goal to enforce compliance with Federal securities laws.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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