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SEC Guidance on Well-Known Seasoned Issuer Waivers



by Laura D. Richman
Mayer Brown LLP - Chicago Office

April 2, 2014

Previously published on April 1, 2014

On March 12, 2014, the Division of Corporation Finance (the “Division”) of the US Securities and Exchange Commission (the “SEC”) issued its “Revised Statement on Well-Known Seasoned Issuer Waivers.” This guidance updates and refines the Division’s 2011 policy for granting waivers of “ineligible issuer” status in order to allow an issuer to qualify as a “well-known seasoned issuer” (a “WKSI”).


 

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