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State Transition and Fund Registration Deadline by Oren M. Chaplin
Norris McLaughlin & Marcus, P.A. A Professional Corporation - Bridgewater Office
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July 21, 2011
Previously published on July 2011
As we reported in our last Securities Law Alert, the SEC held a June 22 Open Meeting that focused on the issues of whether to adopt new rules and rule amendments under the Investment Advisers Act of 1940 (the "Advisers Act"). While we await the release of the SEC's proposed rules that resulted from the Open Meeting, we wish to report on the following issues as they relate to registration deadlines:
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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