Recent Actions by the SEC Regarding Short Selling, Short Sale Disclosure and Naked Short Selling

by Eric Foster View Biography
Patton Boggs LLP View Firm Credentials
New York Office

Gregg S. Buksbaum View Biography
Philip G. Feigen View Biography
Jonathan C. Pavony View Biography
Patton Boggs LLP View Firm Credentials
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Steven N. Levine View Biography
James J. Muchmore View Biography
Patton Boggs LLP View Firm Credentials
Denver Office

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October 2, 2008

Previously published on September 26, 2008

The Securities and Exchange Commission (the "SEC"), acting pursuant to the Securities Exchange Act of 1934 ("Exchange Act"), recently issued a number of emergency rules, regulatory pronouncements, and clarifying amendments in an attempt to address the current turmoil in the U.S. equity markets.

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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance.

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Recent Actions by the SEC Regarding Short Selling, Short Sale Disclosure and Naked Short Selling

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