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Federal Court Rules on the Taking of Short-Swing Profits and Section 16 Issues |
July 31, 2008
Previously published on July 21, 2008
Section 16 of the Securities Exchange Act of 1934 (the Securities Exchange Act) requires any officer, director or any person who is directly or indirectly the "beneficial owner" of more than 10 percent of any class of any registered equity security to file certain reports with the SEC and places various other restrictions on such parties.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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