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SEC Proposes Rules to Implement Sarbanes-Oxley Requirement for Listed Company Audit Committee Standards by McLaurin Hill Files
W. Alan Kailer
John M. Stepheson Jr.
Jenkens & Gilchrist A Professional Corporation
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May 13, 2004
Section 301 of the Sarbanes-Oxley Act of 2002 (the "Act") requires the SEC to adopt regulations directing the national securities exchanges and national securities associations ("SROs") to prohibit the listing of any security of an issuer that is not in compliance with certain audit committee independent standards. To implement Section 301, the SEC has proposed new Rule 10A-3 under the Securities Exchange Act of 1934.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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