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Sarbanes-Oxley: Final Rules for Codes of Ethics and Audit Committee Financial Experts by Pillsbury Winthrop Shaw Pittman LLP
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May 13, 2004
Pursuant to Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 (Act), the Securities and Exchange Commission (SEC) adopted final rules on January 23, 2003 to implement the requirements of those sections. This Client Alert discusses the new rules and the potential implications for public companies.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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