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HTMLTSX Proposes Rules Requiring New Website Disclosure and Amendments to Equity Based Compensation Plans
Colin Cameron-Vendrig, Jason M. Saltzman; Borden Ladner Gervais LLP;
Legal Alert/Article
June 23, 2016, previously published on June 15, 2016
The Toronto Stock Exchange ("TSX") has proposed amendments to the TSX Company Manual that will (i) require listed issuers to post certain corporate governance type documents on their websites (the "Website Disclosure Amendment"), and (ii) amend the disclosure requirements for...

 

HTMLSEC Money Market Mutual Fund Rules - The Impact on Retirement Plans
Gilbert C. Van Loon; Butler Snow LLP;
Legal Alert/Article
June 20, 2016, previously published on June 1, 2016
In October of this year, SEC rules will require that certain types of money market funds utilize a floating net asset value (rather than the current stable $1 net asset value), require (or in some cases, permit) the imposition of redemption fees on withdrawals, and permit temporary delays before...

 

Adobe PDFCFTC Proposes to Expand Mandatory Clearing to Include Additional Classes of Interest Rate Swaps
James M. Cain, Catherine M. Krupka, David T. McIndoe, Mark D. Sherrill, R. Michael Sweeney; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
June 20, 2016, previously published on June 17, 2016
On June 9, the Commodity Futures Trading Commission (CFTC) released a notice of proposed rulemaking regarding an expansion of CFTC Regulation 50.4(a). If adopted, additional classes of interest rate swaps will become subject to mandatory clearing pursuant to the Dodd-Frank Act. The proposed...

 

HTMLUpdate: Vivendi Wins Summary Judgment Against Another Class Member As Litigation Winds Down
John S. "Terry" McMahon; Mintz Levin Cohn Ferris Glovsky Popeo P.C.;
Legal Alert/Article
June 17, 2016, previously published on May 3, 2016
We speculated in September that a decision to grant summary judgment against a class member in the long-running In re Vivendi Universal, S.A. Securities Litigation, 02 Civ. 5571 (SAS) (S.D.N.Y.) “could have implications for class members, but more likely for opt-outs.” Now Judge Shira...

 

HTMLDodd-Frank and Executive Compensation - Part 1: Status Update
Alexander Song; Mintz Levin Cohn Ferris Glovsky Popeo P.C.;
Legal Alert/Article
June 17, 2016, previously published on April 28, 2016
It’s been over five years since the signing of the Dodd-Frank Wall Street Reform and Consumer Act (“Dodd-Frank”) and we are still waiting for the U.S. Securities and Exchange Commission to finalize rules on several provisions related to executive compensation. Below is a summary...

 

HTMLHarmonized Reporting for Private Placements (with Increased Disclosure Requirements)
Eric Chernin, Brent W. Kraus, Matthew R. Olson; Bennett Jones LLP;
Legal Alert/Article
June 16, 2016, previously published on April 27, 2016
An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus to prospective purchasers, or rely upon a prospectus exemption available under securities legislation. Issuers who rely on certain prospectus...

 

HTMLView from London: The PSC Register
Fiona Adams; Greenberg Traurig Maher LLP;
Legal Alert/Article
June 14, 2016, previously published on June 2, 2016
As of April 6, 2016, UK companies and limited liability partnerships (LLPs) are now required to hold and maintain a register of people with significant control (the PSC Register). The PSC Register is primarily aimed at identifying and listing individuals with significant control over a UK company...

 

HTMLView from Italy: New Incentive Rules for the Unfreezing of Bad Loans of the Italian Bank
Greenberg Traurig LLP;
Legal Alert/Article
June 14, 2016, previously published on June 2, 2016
After a lot of buzz, the highly anticipated “Banks Decree” (“Decree”) setting forth urgent measures on the reform of cooperative banks, the guarantee for the securitization of non-performing loans (“NPLs”) and the tax regime for crisis procedures and collective...

 

HTMLView from Israel: A Guide to Understanding Anti-Assignment Clauses
Aaron R. Katz; Greenberg Traurig, LLP;
Legal Alert/Article
June 14, 2016, previously published on June 2, 2016
With the increasing trend of globalization in the business world, Israeli companies and investors are commonly entering into agreements with U.S.-based entities. One of the most frequently found clauses in U.S. commercial agreements is an anti-assignment provision that prevents either or both of...

 

HTMLCFTC Adopts Rules for the Cross-Border Application of Its Margin Rules
Sutherland Asbill Brennan LLP;
Legal Alert/Article
June 14, 2016, previously published on June 10, 2016
On May 24, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) adopted rules (the “Final Rule”) establishing a framework for applying the CFTC’s previously adopted margin rules (the “CFTC Margin Rules”) to cross-border uncleared swaps. The Final...

 


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