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HTMLPreparing for the 2017 Proxy Season: Recent Developments in Proxy Access and Universal Proxy Cards
Monique Angelle Cenac, Dionne M. Rousseau; Jones Walker LLP;
Legal Alert/Article
November 25, 2016, previously published on November 22, 2016
Proxy access has become one of the fastest-moving corporate governance initiatives ever. In addition, the Securities and Exchange Commission (SEC) recently proposed changes to the proxy rules to mandate the use of universal proxy cards in contested director elections at annual meetings. Below is a...

 

HTMLDerivatives Update: What You Should Know As We Enter 2017
Nanette Aguirre, Douglas E. Arend, John Kaufmann; Greenberg Traurig, LLP;
Legal Alert/Article
November 25, 2016, previously published on November 22, 2016
This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the legislative branch in the U.S. and the impact of the privatization of energy markets in Mexico. In this GT Alert, we are simply going to address...

 

HTMLSEC Provides Guidance on Form S-8 and Fee Calculations
Greenberg Traurig LLP;
Legal Alert/Article
November 24, 2016, previously published on November 14, 2016
On Nov, 9, 2016, the Division of Corporation Finance issued guidance on Form S-8 and Fee Calculations:

 

HTMLNew Guidance on Determining the Median Employee For CEO Pay Ratio Disclosure
Greenberg Traurig LLP;
Legal Alert/Article
November 24, 2016, previously published on October 31, 2016
On Oct. 18, 2016, the SEC Division of Corporation Finance issued several new compliance and disclosure interpretations, or CDIs, regarding CEO pay ratio disclosure that will be required for 2017 compensation. The new CEO pay ratio rules require companies to disclose the ratio between the annual...

 

HTMLSEC Provides Guidance on “Baby Shelf” Limitations
Greenberg Traurig LLP;
Legal Alert/Article
November 24, 2016, previously published on November 14, 2016
On Nov. 2, 2016, the Division of Corporation Finance issued guidance regarding the use of Form S-3’s “baby shelf” provisions. Under Form S-3, an exchange-listed company with less than $75 million in public float may rely on Instruction I.B.6 of Form S-3 to sell no more than...

 

HTMLCFTC Approves Supplemental Proposal for Proposed Regulation AT
Athena Yvonne Eastwood, Neal E. Kumar, Anthony M. Mansfield, Natalie Mitchell, Paul J. Pantano; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
November 24, 2016, previously published on November 7, 2016
On November 4, 2016, the Commodity Futures Trading Commission (“CFTC” or the “Commission”) approved, by a 2 - 1 vote, a supplemental proposal (“Reg AT Supplemental Proposal”) that amends a 2015 proposed rule related to automated trading (“Proposed Reg...

 

HTMLSEC Takes Initial Step to Require “Universal” Proxy Ballots in Contested Elections
Ron S. Berenblat, Andrew M. Freedman, Kenneth M. Silverman, Steve Wolosky; Olshan Frome Wolosky LLP;
Legal Alert/Article
November 15, 2016, previously published on October 26, 2016
On October 26, 2016, the Commissioners of the Securities and Exchange Commission voted 2-1 to propose to require universal proxy ballots in contested elections. Universal proxies would include all management and dissident nominees on one proxy card from which shareholders would vote. Proponents of...

 

HTML Enforcement at the Gates: SEC Action against Big Four Firm and New International Standards Highlight the Role of Accountants as Financial Gatekeepers
Bret A. Campbell, J. Robert Duncan, Joseph V. Moreno; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
November 15, 2016, previously published on November 04, 2016
In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission (“SEC”), signaled the SEC’s renewed focus on the key role played by audit committee members and external auditors as the “gatekeepers” of the financial reporting...

 

HTMLForm S-3s Filed After Adoption of New Revenue Recognition Standard Will Require Retrospective Revision of Financial Statements
Greenberg Traurig LLP;
Legal Alert/Article
November 7, 2016, previously published on October 31, 2016
In a recent meeting with the Center for Audit Quality SEC Regulations Committee (the CAQ Committee), the SEC staff addressed the impact of new revenue recognition standard, Accounting Standards Codification Topic 606 (ASC 606) on registration statements on Form S-3 filed after the adoption of the...

 

HTMLFranchising in Europe: An Agenda for Harmonisation and Reform?
Simon Harms, Lisa Navarro; Greenberg Traurig Maher LLP;
Legal Alert/Article
November 7, 2016, previously published on October 25, 2016
The franchising industry in the European Union (EU) currently faces a patchwork of regulation.

 


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