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Amendments to the Rule 10b-18 Issuer Repurchase Safe Harbor and Increased Disclosure Requirements


by Blackwell Sanders LLP View Firm Credentials
Kansas City Office

October 17, 2004

Previously published by www.blackwellsanders.com on November 25, 2003

On November 10, 2003, the Securities and Exchange Commission (the "SEC") adopted final rules amending the Rule 10b-18 issuer repurchase safe harbor. These amendments, summarized below, become effective December 17, 2003. In addition, the SEC has imposed additional disclosure requirements for issuer repurchases for any Form 10-Q or Form 10-K filed for periods ending on or after March 15, 2004.


 

The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance.




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