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Documents on white collar crime
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|Insufficient Evidence of Actual Losses Frustrates Company’s Restitution Bid under MVRA, Court Rules|
Ramsay C. McCullough; Jackson Lewis P.C.;
March 30, 2015, previously published on February 25, 2015The Mandatory Victims Restitution Act of 1996 (“MVRA”) provides that defendants convicted of crimes committed by “fraud or deceit” to compensate victims for the full amount of their losses.
|Worker’s Compensation for the Colorado State Trooper: Personal Injury and Subrogation (Part 2 of 3)|
Nick Fogel; Burg Simpson Eldredge Hersh & Jardine, P.C.;
March 27, 2015, previously published on February 19, 2015If you have a workers’ compensation injury that is due to another person’s negligence, workers’ compensation is allowed by law to seek recovery from the money they provided in the course of your workers’ compensation claim. As a result, workers’ compensation gets to...
|The Obama Administration’s Personal Data Notification & Protection Act: An Analysis|
Peter Carey, Kenneth L. Wainstein; Cadwalader, Wickersham & Taft LLP;
March 26, 2015, previously published on February 12, 2015On January 12, 2015, President Obama proposed the Personal Data Notification & Protection Act, which would create a federal standard for data breach notification. The proposed bill is part of a more wide-ranging effort by the Obama administration to shore up the nation’s cybersecurity....
|Has the New Patent Act Created a Mechanism for Investment Firms to Dramatically Alter the Value of Their Investments?|
Michael Martinez, Brian W. Nolan; Mayer Brown LLP;
March 26, 2015, previously published on March 25, 2015The America Invents Act of 2011 (AIA) created procedural vehicles for new market participants, such as investment firms, to challenge patents. These procedural vehicles include inter partes review (“IPR”) and post-grant review (“PGR”). Recent use of these procedures by...
|Second Circuit Lays Out New Rules for Restitution|
Deirdre A. McEvoy, Joseph R. Richie, Harry Sandick; Patterson Belknap Webb & Tyler LLP;
March 23, 2015, previously published on February 2015On February 6, 2015, the United States Court of Appeals for the Second Circuit decided an appeal, United States v. Cuti, which interpreted the restitution provisions of the Victims and Witnesses Protection Act (VWPA). The decision is significant because it seems to place a notable limitation on the...
|Supreme Court Permits Appeal to Go Forward in LIBOR Antitrust Lawsuit|
Jennifer A. Dixon, Deirdre A. McEvoy, Harry Sandick; Patterson Belknap Webb & Tyler LLP;
March 23, 2015, previously published on January 2015On January 21, 2015, the Supreme Court decided a narrow but important issue of appellate jurisdiction in cases that have been consolidated for pretrial proceedings by the Judicial Panel on Multidistrict Litigation. A unanimous Court ruled that when a district court in the consolidated action...
|Supreme Court Rejects the Government’s “Fishy” Interpretation of Sarbanes-Oxley Obstruction Statute|
Sophie B. Kaiser, Harry Sandick; Patterson Belknap Webb & Tyler LLP;
March 23, 2015, previously published on February 2015On February 25, the United States Supreme Court issued a decision in Yates v. United States. This case involved the interpretation of Title 18, United States Code, Section 1519, a statute that was added as part of the Sarbanes-Oxley Act of 2002, and which provides that a person is guilty of a crime...
|District Court Vacates Insider Trading Guilty Pleas in Misappropriation Case in Light of Landmark Newman Decision|
Jared S. Buszin, Daniel S. Ruzumna, Harry Sandick; Patterson Belknap Webb & Tyler LLP;
March 23, 2015, previously published on January 2015On January 22, 2015, a district judge in the Southern District of New York vacated previously accepted guilty pleas in an insider trading prosecution brought under the “misappropriation” theory. The district court’s short order provides an initial look at the potential reach of...
|US Second Circuit Heightens the Standard of Proof Required To Sustain Tipper/Tippee Insider Trading Convictions|
Melanie M. Burke, Joseph De Simone, William Michael, Richard M. Rosenfeld, Matthew A. Rossi; Mayer Brown LLP;
February 26, 2015, previously published on December 15, 2014On December 10, 2014, in United States v. Newman, et al., the US Court of Appeals for the Second Circuit clarified the elements required to establish insider trading in tipper/tippee cases by holding that “in order to sustain a conviction for insider trading, the government must prove beyond...
|Broker-Dealer Regulation Under the New Penny Stock Disclosure Rules: An Appraisal|
Dennis Hernandez Associates PA;
February 18, 2015, previously published by Columbia Business Law Review
The over-the-counter (¿OTC¿) market serves as the primary equity market in the United States for small publicly-traded corporations. Historically, regulatory authorities and private sector analysts have failed to effectively monitor the veracity of broker-dealer transactions in this market,...