Managing Internal Investigations and Compliance Audits
Discussion topics
Balancing act: serving as business adviser and corporate conscience
Building an ethics program that permeates the culture
Approaches for avoiding and containing damage to the corporate reputation
Accepting and addressing reputational risks
Managing the career risks of being in the spotlight
Co-chairs
John E. Henry, Senior Vice President, General Counsel & Secretary, Investors Financial Services Corporation Edmond L. Papantonio, Senior Vice President, Fixed Income Compliance, Lehman Brothers Inc.
Managing Attorney-Client Communications in a Time of Eroding Privilege
Discussion topics
How corporate legal departments are responding to aggressive regulatory environments
Developing and implementing a corporatewide policy regarding privilege
Balancing open business communications with privilege concerns
Partnering with outside counsel to manage privileged communications
Co-chairs
Andrew Scoggin, Vice President, Labor Relations, Albertson's Inc. Bruce Ortwine, Joint General Manager and General Counsel, The Sumitomo Trust & Banking Co., Ltd.
