• CFTC Issues Final Rules Affecting Exemptive Relief for Commodity Pool Operators and Commodity Trading Advisors
  • August 21, 2003
  • Law Firm: Akin Gump Strauss Hauer & Feld LLP - Office
  • On August 1, 2003, the Commodity Futures Trading Commission (CFTC) issued final rule amendments (final rules) that expand certain registration exemptions for operators (CPOs) and advisors (CTAs) of pooled investment vehicles that are not offered to the retail public. Exemptions claimed by such pool operators and advisors would also extend to their associated persons.