• CFTC Rule Proposals Regarding Registration of and Reporting by CPOs and CTAs
  • March 2, 2011
  • Law Firm: Sullivan Cromwell LLP - New York Office
  • On January 26, 2011, the CFTC proposed rules that would, among other things, require registration of entities that are currently eligible for exemptions from registration as CPOs and CTAs.1 The proposed rules would also increase disclosure requirements for both newly registered and existing CPOs and CTAs and would require more information to be made available for prospective investors and for use in risk assessment by the Financial Stability Oversight Council. In particular, the proposed rules would make several changes, including: