• CFTC Adopts Harmonization Rules for Registered Investment Companies
  • August 15, 2013
  • Law Firm: Alston Bird LLP - Atlanta Office
  • Yesterday, the Commodity Futures Trading Commission (CFTC) issued a final rule (“Final Rule”) with respect to certain compliance obligations for commodity pool operators (CPOs) of investment companies registered under the Investment Company Act of 1940, as amended. Additionally, certain aspects of the Final Rule will impact all CPOs and commodity trading advisors (CTAs).