• FINRA Proposes Revised Research Analyst Conflict of Interest Rules
  • November 19, 2008
  • Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office
  • The Financial Industry Regulatory Authority has proposed and is requesting comment on a new rule, FINRA Rule 2240, that would govern research analyst conflicts of interest and would replace and, in various ways, amend current NASD and NYSE rules.