Jonathan Doll is a partner in both our Securities and Capital Markets Group and Investment Management Group in our Calgary office. Jon practises corporate and securities law with an emphasis on mergers and acquisitions, corporate finance, public offerings, exempt market offerings, securities registration, corporate governance and related due diligence projects. Jon acts for investment funds, public and private companies, mutual fund trusts and securities dealers, investment advisors and fund managers on corporate and securities matters, including corporate finance, mergers and acquisitions, securities registration and compliance matters. Jon also acts on compliance reviews and enforcement matters with the securities commissions.
Publications & Presentations
•Presenter Independent Review Committees: Taking the 2017 Regulatory Pulse, Independent Review Inc. Continuing Education Series for Independent Review Committees (IRC’s), June 2017.
•Presenter, Compliance/Registration Chestnuts: What's the New Focus? Portfolio Management Association of Canada (PMAC) Compliance Officers Network Meeting, June 2017.
•Co-Author, ASC Releases Results of EMD Sweep/CSA Provides Guidance on Small Firms Compliance, BLG Investment Management Bulletin, June 2017.
•Presenter, “The Way Forward: Distinct Demands, Unique Opportunities: An Exclusive Event for Discretionary Portfolio Managers,” Franklin Templeton Investments, May 2017.
•Presenter, “Regulatory Spring Fever - Compliance Audits,” Alternative Investment Management Association, April 2017
•Presenter, “PWC Hot Topics,” PricewaterhouseCoopers Inc., January 2017
•Presenter, “BLG’s 2016 Investment Management Forum,” BLG Seminar, October 2016
•Presenter, “How to Start a Fund,” Alternative Investment Management Association, October 2016
•Presenter, “What to Expect When You’re Expecting ?a Compliance Audit,” Alternative Investment Management Association, February 2016
•Presenter, “Regulatory Spring Fever in the Exempt Markets,” BLG Seminar, June 2015
•Presenter, “Focus on Registrant Regulation and Compliance,” BLG Seminar, November 2012
•Co-Author, “Exempt Market Changes,” Canadian Exempt Market Watch, June 2012.
•Co-Author, “Preparation and Filing of Offering Memoranda and Reports of Exempt Distribution Under National Instrument 45-106,” BLGs Securities and Capital Markets Bulletin, May 2012.
•Presenter, “Directors’ Decisions Mitigating the Risk of Shareholder Challenges,” Institute of Chartered Secretaries and Administrators (Calgary), October 2011.
Rankings & Recognitions
•Recognized in the 2017 edition of The Canadian Legal Lexpert Directory (Investment Funds and Asset Management).
•Director, Prairie Securities Traders Association?
•Co-Chair, Alternative Investment Management Association, Alberta Chapter
•Member, Canadian Bar Association, Securities and Business Law Sections
•Member, Calgary Bar Association