Barbara Mallon

Barbara Mallon: Attorney with Mallon & Johnson AV stamp icon
  • Member at Mallon & Johnson (3 Attorneys)
  • 120 North LaSalle St, Suite 2100, Chicago, IL 62320
    View Barbara Mallon's office location
  • Peer Reviews

    5.0/5.0 (0)
  • Profile Visibility [ i ]
    • #838 in weekly profile views out of 43,785 Attorneys in Chicago, IL
    • #47,604 in weekly profile views out of 1,824,485 total attorneys Overall
Attorney Awards

Biography

Member, National Registry of Who's Who. Senior Attorney, U.S. Securities and Exchange Commission, Office of Regulation and Division of Enforcement, 1986-1996. Author: "Investment Adviser Regulation," ICLE Securities Law Practice Handbook, 2003; "Limited Safe Harbor for Soft Dollar Payments," Compliance Checks, May 2002; "Supervising Sub-Advisers: The Legg-Mason Case," Currents, April/May 2002; "Supervising Register Representatives Who are Independent Investment Advisers," Compliance Checks, September 2001; "Impact of the 1996 Reform Act on Investment Advisers," Charles W. Schwab Newsletter December 1996; "Insider Trading in Non-Equity Securities," Review of Securities and Commodities Regulation, September, 1993; "SEC Enforcement," ICLE Securities Law Practice Handbook, (1991, 1996, 2003).

Areas of Practice (1)

  • Securities and Commodities Regulation and Litigation

Education & Credentials

Contact Information:
Mailing Address:
33 N. Dearborn Street, Suite 300, Chicago, Illinois 60602
University Attended:
Northwestern University, B.A., 1980
Law School Attended:
John Marshall Law School, J.D., 1986
Year of First Admission:
1986
Admission:
1986, Illinois
Memberships:
Chicago (Past Chair, Securities Law Committee) and Illinois State Bar Associations.
Special Agencies:
U.S. Securities and Exchange Commission.
Birth Information:
Evergreen Park, Illinois, October 6, 1958
ISLN:
910136745
Payment Information:
  • Credit cards accepted
  • Accepts Visa, MasterCard, American Express and Discover
  • Fixed Hourly Rates
  • Fixed Fees Available
  • Minority - Owned

Peer Reviews

5.0/5.0
A Martindale-Hubbell Peer Rating reflects a combination of achieving a Very High General Ethical Standards rating and a Legal Ability numerical rating.

*Peer Reviews provided before April 15, 2008 are not displayed.

Chicago, Illinois

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