Barbara Mallon

Barbara Mallon: Attorney with Mallon & Johnson AV stamp icon
  • Member at Mallon & Johnson (3 Attorneys)
  • 120 North LaSalle St, Suite 2100, Chicago, IL 62320
    View Barbara Mallon's office location
  • Peer Reviews

    5.0/5.0 (0)
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    • #838 in weekly profile views out of 43,785 Attorneys in Chicago, IL
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Attorney Awards


Member, National Registry of Who's Who. Senior Attorney, U.S. Securities and Exchange Commission, Office of Regulation and Division of Enforcement, 1986-1996. Author: "Investment Adviser Regulation," ICLE Securities Law Practice Handbook, 2003; "Limited Safe Harbor for Soft Dollar Payments," Compliance Checks, May 2002; "Supervising Sub-Advisers: The Legg-Mason Case," Currents, April/May 2002; "Supervising Register Representatives Who are Independent Investment Advisers," Compliance Checks, September 2001; "Impact of the 1996 Reform Act on Investment Advisers," Charles W. Schwab Newsletter December 1996; "Insider Trading in Non-Equity Securities," Review of Securities and Commodities Regulation, September, 1993; "SEC Enforcement," ICLE Securities Law Practice Handbook, (1991, 1996, 2003).

Areas of Practice (1)

  • Securities and Commodities Regulation and Litigation

Education & Credentials

Contact Information:
Mailing Address:
33 N. Dearborn Street, Suite 300, Chicago, Illinois 60602
University Attended:
Northwestern University, B.A., 1980
Law School Attended:
John Marshall Law School, J.D., 1986
Year of First Admission:
1986, Illinois
Chicago (Past Chair, Securities Law Committee) and Illinois State Bar Associations.
Special Agencies:
U.S. Securities and Exchange Commission.
Birth Information:
Evergreen Park, Illinois, October 6, 1958
Payment Information:
  • Credit cards accepted
  • Accepts Visa, MasterCard, American Express and Discover
  • Fixed Hourly Rates
  • Fixed Fees Available
  • Minority - Owned

Peer Reviews

A Martindale-Hubbell Peer Rating reflects a combination of achieving a Very High General Ethical Standards rating and a Legal Ability numerical rating.

*Peer Reviews provided before April 15, 2008 are not displayed.

Chicago, Illinois

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