• SEC Mandates Disclosures Relating to Financial Experts and Codes of Ethics
  • May 1, 2003 | Author: John T. Blatchford
  • Law Firm: Vedder, Price, Kaufman & Kammholz, P.C. - Chicago Office
  • The SEC adopted new rules requiring public companies to disclose information about audit committee financial experts and corporate codes of ethics. The new rules, which do not require disclosure until the filing of a public company's annual report for its first fiscal year ending on or after July 15, 2003, were required by Sections 406 and 407 of the Sarbanes-Oxley Act.