• Summary of Recent Amendments to SEC Rule 15c2-12
  • June 17, 2010 | Authors: Halle R. Alexander; Bruce H. Giles-Klein; John Overdorff
  • Law Firms: Greenberg Traurig, P.A. - Miami Office ; Greenberg Traurig, P.A. - Phoenix Office
  • On May 26, 2010, the Securities and Exchange Commission (“SEC”) unanimously approved amendments to its Rule 15c2-12 (the “Rule”) which will expand the continuing disclosure obligations of issuers of municipal securities.1 The amendments will apply to continuing disclosure agreements entered into in connection with primary offerings of municipal securities that occur on or after December 1, 2010.