Financial Institutions

Rhoads & Sinon LLP blends experience with innovation to represent community and regional financial institutions in a rapidly evolving industry.

Our attorneys possess experience gained as general counsel and as special counsel in such matters as:
 

  • federal and state regulatory compliance,
  • formation and expansion of depository, institutions/holding companies/operating and nonbank subsidiaries,
  • corporate governance,
  • audit committee,
  • mergers and acquisitions,
  • capital raising,
  • proxy solicitation,
  • SEC reporting,
  • insider trading,
  • sales of non-deposit investment products and services,
  • securities brokerage,
  • investment management,
  • insurance agency activities,
  • trust services,
  • loan origination,
  • structured finance,
  • employee benefits,
  • executive compensation,
  • human resources,
  • workouts, restructuring, bankruptcies, and
  • complex litigation.

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Client Reviews

  • 5.0/5.0 (1 review)
  • 100% (1 recommendation)
  • Communication

    5.0/5.0
  • Responsiveness

    5.0/5.0
  • Quality of Service

    5.0/5.0
  • Value for Money

    5.0/5.0
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