Financial Institutions

Rhoads & Sinon LLP blends experience with innovation to represent community and regional financial institutions in a rapidly evolving industry.

Our attorneys possess experience gained as general counsel and as special counsel in such matters as:

  • federal and state regulatory compliance,
  • formation and expansion of depository, institutions/holding companies/operating and nonbank subsidiaries,
  • corporate governance,
  • audit committee,
  • mergers and acquisitions,
  • capital raising,
  • proxy solicitation,
  • SEC reporting,
  • insider trading,
  • sales of non-deposit investment products and services,
  • securities brokerage,
  • investment management,
  • insurance agency activities,
  • trust services,
  • loan origination,
  • structured finance,
  • employee benefits,
  • executive compensation,
  • human resources,
  • workouts, restructuring, bankruptcies, and
  • complex litigation.

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Peer Reviews

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Rhoads & Sinon is committed to enhancing the diversity of our workplace through the recruitment, hiring, retention, training, professional development and advancement of a diverse group of attorneys and employees on the basis of demonstrated merit and performance.

We also strive to maintain and promote an inclusive culture in which individual differences are respected, appreciated, recognized and valued as qualities that strengthen our working environment and contribute to our ability to serve our clients.