• Registered Investment Advisers: Annual Update of Form ADV
  • March 26, 2013 | Authors: David Lerner; Jessica R. Levin; Matthew Manuelian; Eric Young
  • Law Firm: Morrison Cohen LLP - New York Office
  • We wish to remind our clients who are registered with the U.S. Securities and Exchange Commission as investment advisers, particularly hedge fund and private equity fund managers who are newly registered under the Dodd-Frank Act, to file an annual update to their Form ADV within 90 days of their fiscal year end. For registered investment advisers with a fiscal year end of December 31, the upcoming deadline is March 31, 2013. We remind each adviser to ensure that its renewal account has sufficient funds to pay the filing fee at least two days prior to the date on which the annual update is submitted.