- The Final Rule: DOL Issues Fourth Set of FAQs
- August 9, 2017 | Authors: S. Lawrence Polk; Steuart H. Thomsen; Wilson G. Barmeyer; Cynthia R. Shoss; Bruce M. Bettigole; Eric A. Arnold; Nicholas T. Christakos; Brian L. Rubin; Adam B. Cohen; W. Mark Smith; Thomas W. Curvin; Allison E. Wielobob; Olga Greenberg; Michael R. Nelson; Dodie C. Kent; Stephen E. Roth; Clifford E. Kirsch; Vanessa A. Scott; Michael B. Koffler; Holly H. Smith; Susan S. Krawczyk; Phillip E. Stano; Ben Marzouk; Gail L. Westover; Carol T. McClarnon; Mary Jane Wilson-Bilik
- Law Firms: Eversheds Sutherland (US) LLP - Washington Office; Eversheds Sutherland (US) LLP - Washington Office; Eversheds Sutherland (US) LLP - Washington Office
On August 3, 2017, the Department of Labor released a fourth set of FAQs related to its new “investment advice” fiduciary definition and related exemptions, which became applicable on June 9. Like the May FAQs, the three new FAQs are positioned as transition period guidance, although their content is not so limited.
For more resources and commentary regarding the expanded DOL Fiduciary Rule, visit Eversheds Sutherland's www.dolfiduciaryrule.com.If you have any questions about this legal alert, please feel free to contact any of the attorneys listed under 'Related People/Contributors' or the Eversheds Sutherland attorney with whom you regularly work.