- DOL Fiduciary Regulation—Where are We Now?
- September 26, 2017 | Author: Susan S. Krawczyk
- Law Firm: Eversheds Sutherland (US) LLP - Washington Office
NewsDirect – a publication by the Society of Actuaries
In July 2017, the Department of Labor (DOL) published a request for information (RFI), opening another set of comment periods, to assist it in the examination directed by the President of the DOL’s investment advice fiduciary regulation (fiduciary regulation) and related prohibited transaction exemptions (together, the Final Rule) adopted April 8, 2016. The RFI was issued just a few weeks after a modified version of the Final Rule became applicable on June 9, 2017.In her article published in the September 2017 edition of NewsDirect, Eversheds Sutherland Partner Susan Krawczyk discusses that the prospect of yet further changes to or delays in the full implementation of the Final Rule begs the question: Where are we now? Or more importantly, where are we going?