George C. Miller

George C. Miller: Attorney with Shustak Reynolds & Partners, P.C.


Author: The Effect of California's Expungement Rules on Registered Representatives and Investment Advisor, November 2011.

Education & Credentials

Contact Information:
(212) 688-5900  Phone
University Attended:
University of Texas at Austin, B.A., with honors, 2004
Law School Attended:
Thomas Jefferson School of Law, J.D., summa cum laude, 2008
Year of First Admission:
U.S. District Court, Southern District of California; 2008, California; Not admitted in New York
PROFESSIONAL ASSOCIATIONS AND MEMBERSHIPSNeutral Arbitrator, FINRA Dispute ResolutionSIFMA Legal & Compliance Division San Diego County Bar AssociationMember, Advisory Committee - San Diego County Bar Association, Business and Corporate Law SectionSan Diego Texas Exes (University of Texas Alumni Association), President, 2013 — 2016, Business Networking Chair, 2016 - Present
Birth Information:
Brookhaven, New York, 1982
Reported Cases:
Obtained $5 million arbitration award on behalf of former Morgan Stanley financial advisors - Todd Vitale and John Paladino v. Morgan Stanley Smith Barney, LLC, FINRA Case No. 11-01633. Represented numerous financial advisors in proceedings against FINRA member firms involving claims for wrongful termination, breach of employment agreement and other, related claims. Represented large registered investment advisor (RIA) team in multi-million dollar "business divorce" with former partners. Represented top producing financial advisor team in claims against prior firm involving non-payment of deferred compensation and other benefits. Represented corporations in international breach of contract disputes. Represented numerous financial advisors in FINRA and SEC regulatory proceedings. Represented numerous financial advisors in expungement proceedings and in negotiating U4 and U5 disclosure language. Obtained pre-hearing dismissal of six-figure claim against brokerage firm client. Represented large RIA firm and its principals in multi-million dollar claim involving REIT investments. Represented elderly couple defrauded by mortgage scheme and obtained favorable settlement. Represented former financial advisor in wrongful termiation litigation through completion of hearings, resulting in a favorable FINRA arbitration award. Defended financial consultant in heavily contested litigation involving alleged professional negligence resulting in a dismissal of all claims and a subsequent favorable settlement. Represented professional real estate investor in litigation involving fraud and price fixing.
Payment Information:
  • Credit cards accepted
  • Accepts Visa, MasterCard and American Express
  • Free Initial Consultation
  • Fixed Hourly Rates
  • Fixed Fees Available

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New York, New York

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