Former Assistant United States Attorney, and ex-SEC Enforcement and Branch of Small Issues Attorney. Focus areas in Mergers and Acquisitions Due Diligence, Corporate Governance, Compliance and Risk Management, extensive experience in the financial services sector, securities industry, regulation, entity formation and investor or inter-member disputes. Global work with multinational and cross border entities in addition to personal representation of senior management and board members. Arbitrator with FINRA and AAA. Qualified expert in Insurance, General Brokerage, Investment Advisory, Compliance and Regulatory Issues. PLI Lecturer Securities Arbitrations, SOX, AML, Dodd Frank and SCCE Corporate Governance speaker. Numerous publications in On Wall Street, Research Magazine and Sr. Market Advisor. Author: The Wit and Wisdom of Wall Street. President, American Institute of Registered Representatives, 1991-1994. Granito Ltd., Global Corporate Advisory work, Offices in New York, Las Vegas, Milan, Rome, London and Brussels.