Ruthann Granito Niosi

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Former Assistant United States Attorney, and ex-SEC Enforcement and Branch of Small Issues Attorney. Focus areas in Mergers and Acquisitions Due Diligence, Corporate Governance, Compliance and Risk Management, extensive experience in the financial services sector, securities industry, regulation, entity formation and investor or inter-member disputes. Global work with multinational and cross border entities in addition to personal representation of senior management and board members. Arbitrator with FINRA and AAA. Qualified expert in Insurance, General Brokerage, Investment Advisory, Compliance and Regulatory Issues. PLI Lecturer Securities Arbitrations, SOX, AML, Dodd Frank and SCCE Corporate Governance speaker. Numerous publications in On Wall Street, Research Magazine and Sr. Market Advisor. Author: The Wit and Wisdom of Wall Street. President, American Institute of Registered Representatives, 1991-1994. Granito Ltd., Global Corporate Advisory work, Offices in New York, Las Vegas, Milan, Rome, London and Brussels.

Areas of Practice (14)

  • Corporate Governance
  • Mergers and Acquisitions
  • Corporate Law
  • Arbitration
  • International Dispute Resolution
  • Investment Related Disputes
  • Mediation
  • Securities Arbitration
  • Employment Law
  • Broker-Dealer Arbitration
  • Domestic and European Broker-Dealer Audits
  • Securities Law
  • Motor Sports Law
  • Business Law

Education & Credentials

Contact Information:
877-563-2465  Phone
+ 917-608-5778  Phone
+ 39 340 180 6355  Phone
+ 917 608 5778  Cell Phone
+ 39 340 180 6355  Cell Phone
University Attended:
Union College, B.A.; University of Rome, Italy; College International de Cannes, France; Harvard Business School, Changing the Game, Negotiation and Competitive Decision Making
Law School Attended:
New England Law, J.D.
Year of First Admission:
2011, QLTT UK and Wales; 1986, New York; 1986, U.S. Supreme Court 1986; 1979, Connecticut; 1983, New Jersey
Association for International Arbitration; Society of Corporate Compliance and Ethics.
English and Italian

Peer Reviews

  • 5.0/5.0
  • A Martindale-Hubbell Peer Rating reflects a combination of achieving a Very High General Ethical Standards rating and a Legal Ability numerical rating.

*Peer Reviews provided before April 15, 2008 are not displayed.

New York, New York

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