We provide representation regarding public and private securities offerings (including SEC Regulation D, Rule 504-506 offerings and registration statements), counseling and assistance regarding preparation of public company filings with the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, filing of public company periodic reports on the EDGAR system, mergers, acquisitions and divestitures, reverse mergers, securities arbitrations and defense of securities matters before the SEC, FINRA and the various states' securities regulators. We use our securities industry experience and practical advice to recommend the most economically efficient and prudent solutions for common securities and corporate issues that typically confront private and public companies, their CEO's, officers and board of directors. We understand the difficulties in running public companies (especially "small business entities") and are committed to providing the support and guidance regarding compliance and regulatory issues, thus allowing corporate principals to focus on the operational success of their business.
Specific Practice Area and Industry Group Details across multiple offices:
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