Cynthia L. King

Cynthia L. King: Attorney with C. L. King & Associates, LLC AV stamp icon
Attorney Awards

Biography

C.L. King & Associates, LLC (C. L. King Law Firm) is a boutique law firm that offers large law firm experience with the individualized attention that your business deserves. Specializing in business and securities law, the firm provides legal and compliance guidance to entrepreneurs, businesses and investment services firms of all sizes.

Cynthia King has over 20 years of experience in the areas of business law and securities regulation, including 11 years with the National Association of Securities Dealers, Inc., now FINRA. She uses her large firm background and broad experience to provide every client, regardless of size, the same high level of personal service. She is especially adept at helping clients in unique legal situations where creative problem solving and attention to detail can mean the difference between success and failure.

Cynthia King specializes in all types of complex business transactions, including mergers and acquisitions, capital raising and contract negotiations. She advises broker-dealers and investment advisers on regulatory and compliance matters, including registration, supervisory and compliance policies, internal audits, client agreements and employment matters. She represents both public and private companies, their officers and directors, issuers of securities, broker-dealers and investment advisers. Ms. King also serves as an expert witness in securities litigation, assisting both claimants and respondents in arbitrations and trials throughout the country.

Areas of Practice (11)

  • Securities
  • Private Placement
  • Business Law
  • Entrepreneurial Business Law
  • Joint Ventures
  • Contracts
  • Investment Law
  • Venture Capital
  • Securities Law
  • Broker-Dealer Regulation
  • Investment Adviser Regulation

Education & Credentials

Contact Information:
480-485-6832  Phone
480-285-1765  Phone
303-258-7200  Phone
www.clklaw.com
University Attended:
University of Colorado at Boulder, B.S., Business Administration, 1979
Law School Attended:
University of Denver, J.D., 1984
Year of First Admission:
1985
Admission:
1985, Colorado; 2011, Arizona
Memberships:
The Colorado Bar Association; State Bar of Arizona; Arizona Women Lawyers Association Steering Committee
ISLN:
915097997

Peer Reviews

Phoenix, Arizona

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