Mr. Herbert F. Janick, III Esq.

  • Portland, ME 04101
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Areas of Practice (10)

  • Broker-Dealer
  • Financial Services
  • Corporate Governance, Proxy Contest and Activist Investing
  • Investment Management
  • Trading and Markets
  • Securities Enforcement and Investigations
  • Commercial Litigation
  • Registered Investment Companies
  • Public Company Reporting
  • Accountant Defense

Education & Credentials

University Attended:
Fairfield University, Bachelor of Arts, 1981
Law School Attended:
University of North Carolina School of Law, Juris Doctor, 1984
Year of First Admission:
U.S. Court of Appeals for the D.C. Circuit; U.S. District Court, Northern District of Illinois; 1986, District of Columbia; 2004, Maine; 2004, Massachusetts; 1984, Illinois

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