Ellyn T. Roberts

Ellyn T. Roberts: Attorney with Shartsis Friese LLP
  • Counsel at Shartsis Friese LLP (62 Attorneys)
  • One Maritime Plaza, Eighteenth Floor, San Francisco, CA 94111
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Ms. Roberts has practiced corporate and securities law since 1988. She joined the Firm as Counsel in 1999. She specializes in representing investment advisers, including advisers to private funds and separately managed accounts. Her experience includes organizing investment advisory firms and private funds, investment adviser registration, ongoing compliance matters and preparing regulatory filings. Before joining the Firm, Ms. Roberts was on the staff of the United States Securities and Exchange Commission, where she was Branch Chief of Investment Adviser/Investment Company Examinations in the San Francisco office. Ms. Roberts has also worked on private placements of debt and equity and other corporate and securities law.

Areas of Practice (5)

  • Investment Funds & Advisers
  • Securities Enforcement Defense
  • Regulatory Investigations
  • Securities Counseling
  • Securities Industry Litigation

Education & Credentials

Contact Information:
415-773-7337  Phone
(415) 421-2922  Fax
University Attended:
Auburn University, Auburn, Alabama, B.A., high honors; Florida International University, Miami, Florida, Master of International Business
Law School Attended:
Duke University School of Law, Durham, North Carolina, J.D., Womble Scholar
Year of First Admission:
1988, California

Professional Activities

While at the SEC, Ms. Roberts was a speaker on investment company and investment advisory legal issues.

Birth Information:
Bartow, Florida, November 9, 1957

Peer Reviews

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Documents (7)

Documents by this lawyer on Martindale.com

San Francisco, California

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