• Securities and Exchange Commission Proposes Regulation of Indications of Interest and Dark Pools
  • November 25, 2009 | Authors: Glen P. Barrentine; Steven David Lofchie
  • Law Firm: Cadwalader, Wickersham & Taft LLP - New York Office
  • On November 13, 2009, the Securities and Exchange Commission (“SEC”) released a proposal (the “Proposal”) to amend the regulatory requirements “that apply to non-public trading interest in National Market System (“NMS”) stocks.”