• SEC Enforcement: Reaffirmation of Earnings Guidance in Violation of Regulation FD
  • April 26, 2005 | Authors: Marc A. Alpert; Dennis R. Dumas; C. Ian Anderson; Philip Leonard Colbran; A. Robert Colby; William Greason
  • Law Firm: Chadbourne & Parke LLP - New York Office
  • On March 24, 2005, the Securities and Exchange Commission filed its first Regulation FD enforcement case involving a reaffirmation of earnings guidance by an issuer and against an investor relations officer for violating this rule.