• New SEC Rules Change Regulation of Short Sales
  • August 13, 2004 | Authors: Perrie M. Weiner; Edward D. Totino
  • Law Firm: DLA Piper - Los Angeles Office
  • On July 28, 2004, the SEC promulgated its new rules regulating short sales. These rules significantly change the existing regulatory framework. This client alert summarizes the existing regulation of short sales and the new short sale rules.