• SEC Holds National Outreach Seminar for CCOs of Investment Advisers, Investment Companies
  • December 9, 2005 | Authors: George J. Mazin; John V. O'Hanlon; Keith T. Robinson; Roderick J. Cruz
  • Law Firms: Dechert LLP - New York Office ; Dechert LLP - Boston Office ; Dechert LLP - Washington Office ; Dechert LLP - New York Office
  • On November 8, 2005, the Securities and Exchange Commission (the "SEC") sponsored the CCOutreach National Seminar for investment adviser and investment company Chief Compliance Officers ("CCOs"). The purpose of the Seminar was to allow the SEC and its staff to better communicate and coordinate with CCOs of advisers and mutual funds on topics CCOs wanted to address, following similar CCO outreach seminars conducted on a regional level.