• SEC Approves Amendments to NASD Rule 2720 Which Governs Conflicts of Interest in Public Offerings
  • July 8, 2009
  • Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office
  • The Securities and Exchange Commission ("SEC") has recently approved amendments to NASD Rule 2720 previously proposed by the Financial Industry Regulatory Authority ("FINRA") governing public offerings of securities in which a broker-dealer with a conflict of interest participates.