• Electronic Filing of Form D
  • March 5, 2009 | Authors: Taylor H. Wilson; Bruce Newsome
  • Law Firm: Haynes and Boone, LLP - Dallas Office
  • Beginning on March 16, 2009, any investment fund that conducts a securities offering without registration under the Securities Act of 1933, as amended (the "Securities Act"), in reliance on an exemption provided in Regulation D, will be required to electronically file a Form D notice with the Securities and Exchange Commission (the "SEC") and applicable states.