• Electronic Filing of Forms 3, 4, and 5
  • July 2, 2003 | Author: Timothy M. Sullivan
  • Law Firm: Hinshaw & Culbertson LLP - Chicago Office
  • On December 20, 2002, the SEC proposed rules to mandate the electronic filing, and website posting by issuers with corporate websites, of beneficial ownership reports filed by officers, directors and principal security holders under Section 16(a) of the Securities Exchange Act of 1934, as required by Section 403 of the Sarbanes-Oxley Act of 2002. Comments were due on February 10, 2003.