• SEC Enforcement in Financial Reporting and Disclosures—2015 Update
  • March 3, 2016 | Authors: Shawn Cleveland; Henry Klehm; Joan E. McKown; David Ronald Woodcock
  • Law Firms: Jones Day - Dallas Office ; Jones Day - New York Office ; Jones Day - Washington Office ; Jones Day - Dallas Office
  • We are pleased to offer our clients and friends this update on financial reporting and issuer disclosure enforcement activity in 2015. It will focus principally on the Securities and Exchange Commission ("SEC") but will include other developments outside the SEC where we deem relevant. We will also discuss where things might be headed in the future and actions that companies, directors, and officers can take to minimize the likelihood of becoming embroiled in an investigation.