• Dodd-Frank’s Impact on Investment Adviser Registration
  • August 25, 2010 | Author: Oren M. Chaplin
  • Law Firm: Norris McLaughlin & Marcus, P.A. A Professional Corporation - Bridgewater Office
  • President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) into law on July 21, 2010. Dodd-Frank will have a widespread effect across the financial services sector. The focus of this alert is on Dodd-Frank’s impact on the registration requirements under the Investment Advisers Act of 1940 (the “Advisers Act”). Compliance with these provisions of Dodd-Frank is required no later than one year after the law is enacted.