• Regulation of Non-U.S. Investment Advisors and Portfolio Managers Doing Business in the United States
  • May 4, 2007
  • Law Firm: Proskauer Rose LLP - New York Office
  • A number of non-U.S. investment counseling firms and investment dealer firms have inquired about providing discretionary portfolio management and other investment advisory services to clients residing in the United States. This memorandum discusses the U.S. securities regulatory issues arising from the provision of such services in the United States.