• SEC Issues Guidance on Approach to Forum Selection in Contested Actions
  • May 27, 2015 | Authors: Nicolas Bourtin; David H. Braff; Justin J. DeCamp; Robert J. Giuffra; Sharon L. Nelles
  • Law Firm: Sullivan & Cromwell LLP - New York Office
  • The SEC’s Division of Enforcement has issued guidelines explaining the factors it will consider in determining whether to bring enforcement actions as administrative or judicial proceedings. The SEC recently has been criticized for its increased use of administrative proceedings to resolve novel applications of the securities laws.