• SEC Revamps Investment Adviser Regulatory Scheme as Mandated by the Dodd-Frank Act
  • July 26, 2011 | Authors: Steven B. Boehm; Clifford E. Kirsch; Michael B. Koffler; Cynthia M. Krus; Harry S. Pangas
  • Law Firms: Sutherland Asbill & Brennan LLP - Washington Office ; Sutherland Asbill & Brennan LLP - New York Office ; Sutherland Asbill & Brennan LLP - Washington Office
  • In response to the Congressional directives contained in Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd Frank Act”), the U.S. Securities and Exchange Commission (“SEC” or “Commission”) adopted new rules and rule amendments under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), which: