• SEC Adopts Rules to Modernize Information Reported by Registered Investment Companies
  • December 9, 2016 | Authors: Frederick R. Bellamy; Cynthia R. Beyea; Steven B. Boehm; James M. Cain; Cynthia M. Krus
  • Law Firm: Sutherland Asbill & Brennan LLP - Washington Office
  • On October 13, 2016, the Securities and Exchange Commission (the SEC) issued a release adopting final rules to modernize and enhance the reporting and disclosure of information by registered investment companies (the Final Rules).1 The Final Rules are part of the SEC’s initiative to enhance its monitoring and regulation of the asset management industry, particularly by allowing the SEC to more effectively collect and use data reported by registered investment companies.