Howard L. Kramer

Howard L. Kramer: Attorney with Murphy & McGonigle AV stamp icon
  • Shareholder at Murphy & McGonigle (52 Attorneys)
  • 1001 G Street NW, Seventh Floor, Washington, DC 20001
    View Howard L. Kramer's office location
  • Peer Reviews

    5.0/5.0 (3)
  • Profile Visibility [ i ]
    • #947 in weekly profile views out of 55,144 Attorneys in Washington, DC
    • #42,536 in weekly profile views out of 1,822,458 total attorneys Overall
Attorney Awards

Biography

Howard Kramer represents companies in securities regulatory law, with particular emphasis on broker-dealer, market structure and compliance matters. In addition to providing advice, he also represents clients in regulatory investigations, inquiries and examinations.

Mr. Kramer’s practice focuses on trading rules, derivatives, alternative trading systems, and broker-dealer regulatory and compliance issues. His clients have included major securities firms, equity and options market-making desks, securities and derivatives markets, electronic and Internet-based trading systems and hedge funds. He has served as an independent consultant for several entities with respect to their enforcement settlements with the SEC. He also provides counsel on the implications of artificial intelligence, machine learning, and blockchain for securities trading.

Prior to entering private practice in 1998, Mr. Kramer served for 16 years in several positions with the SEC, including Senior Associate Director and Associate Director (1993-1998) of the Division of Market Regulation (now the Division of Trading and Markets), where he was responsible for oversight and regulation of the securities markets generally, including stock and options exchanges, Nasdaq, and debt markets, and the formulation and implementation of the SEC's national market system and other market structure programs.

Mr. Kramer played a leading role in developing SEC policy with respect to derivative products generally, including both listed and over-the-counter (OTC). He also represented the SEC at securities markets conferences and in domestic and international discussions with securities industry representatives, self-regulatory organization officials and staff, and government officials and staff in the U.S. and abroad. Prior to being appointed Senior Associate Director, Mr. Kramer served in several other positions with the SEC, including:

Senior Special Counsel (1991-1993) Assistant Director for Options and Exchanges (1986-1991) Chief, Branch of Options (1984-1986) Staff Attorney, Branch of Over-the-Counter Regulation (1981-1983)

Mr. Kramer is regularly quoted in the media regarding developments in securities regulation and compliance. He is frequently invited to speak at a variety of industry seminars and programs.

Recognitions, Honors, & Awards Chambers USA (2010 - 2017) - Financial Services Regulation: Broker Dealer (Compliance) nationwide Best Lawyers, Securities Regulation, 2017 Securities and Exchange Commission Presidential Rank Award for Meritorious Service Securities and Exchange Commission Distinguished Service Award Securities and Exchange Commission Capital Markets Award Securities and Exchange Commission Supervisory Excellence Award Phi Beta Kappa. Staff Member, The Michigan Yearbook of International Legal Studies. Former Assistant Director for Options and Exchanges and Senior Special Counsel for the SEC.

Areas of Practice (4)

  • Broker-Dealer Advisory and Counseling
  • FinTech and Blockchain
  • Regulatory Enforcement Defense
  • Trading and Markets Counseling

Education & Credentials

Contact Information:
202-661-7012  Phone
202-480-7368  Cell Phone
202-661-7059  Fax
www.mmlawus.com
University Attended:
University of Michigan, M.A., 1979; University of Michigan, B.A., high honors and high distinction, Phi Beta Kappa, 1977
Law School Attended:
University of Michigan Law School, J.D., cum laude, 1981
Year of First Admission:
1981
Admission:
1981, District of Columbia
ISLN:
905751694

Peer Reviews

5.0/5.0 (3 reviews)
A Martindale-Hubbell Peer Rating reflects a combination of achieving a Very High General Ethical Standards rating and a Legal Ability numerical rating.
  • Legal Knowledge

    5.0/5.0
  • Analytical Capability

    5.0/5.0
  • Judgment

    5.0/5.0
  • Communication

    5.0/5.0
  • Legal Experience

    5.0/5.0
  • 5.0/5.0 Rated by a Partner on 07/04/14 in Securities Regulation

    Howard L. Kramer is a widely recognized expert in broker-dealer regulation with an intelligent and highly effective approach to dealing with regulatory authorities and solving business problems.

    Howard L. Kramer is a widely recognized expert in broker-dealer regulation with an intelligent and highly effective approach to dealing with regulatory authorities and solving business problems. Read less

    Read less
  • 5.0/5.0 Rated by a Partner on 06/11/14 in Financial Services Regulation


*Peer Reviews provided before April 15, 2008 are not displayed.

Washington, District of Columbia

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