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Practice/Industry Group Overview
The firm enjoys "a wide reputation among clients as 'a leading expert on the regulation of broker-dealer firms and of markets' . . . with 'practical and innovative' solutions to complex regulatory problems."
- Chambers USA
Cadwalader organized our Funds, Regulation and Equity Derivatives Department to match our practice expertise to the needs of our clients. The group integrates broad regulatory expertise, including enforcement, with the derivatives and fund formation transactional practices to which that expertise is critical. The partners and counsel in the group have substantial national reputations, including many who have held prominent positions at the U.S. Securities and Exchange Commission, the U.S. Department of Justice, the Commodity Futures Trading Commission, the Federal Reserve Bank of New York, stock exchanges and other agencies, and many who are active academically, regularly teaching, writing and speaking on regulatory issues.
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